CO
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:$50K
Popular Securities charges an annual advisory fee with a cap of 2.50% for the FMAX Program and 1.10% for the Fixed Income Program, calculated as a percentage of assets under management. The total client fee is negotiated on a case-by-case basis. Fees are charged quarterly in advance. Financial planning services are offered for a flat fee, which varies depending on the complexity of the plan.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningHigh Net Worth
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Advisor Information
Office location
209 Ponce De Leon Avenue, Plaza Level, San Juan, PR, 00918
Get directionsRegulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023Closed-No Action
Customer Dispute
December 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
October 2015Settled
Customer Dispute
September 2015Withdrawn
Customer Dispute
July 2015Settled
Customer Dispute
November 2011Settled
Employment History
Current Registrations
Popular Securities, LLC
June 2013 - Present · 12 yrs 7 mos
Popular Securities, LLC Broker
September 2001 - Present · 24 yrs 4 mos
Previous Registrations
Popular Securities, INC.
August 2011 - February 2012 · 6 mos
State Registrations8 states
CACTFLGANCNJNYPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.