CS
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
1,572 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.6B
Fee Structure
Minimum Investment:$5K
This firm offers financial planning, consulting, and asset management services. Details on fees for these services were not included in this brochure.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate PlanningTax PlanningInsurance Planning
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Advisor Information
Office location
Old Greenwich, CT
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is the owner of Shea, LLC, a holding company, since 2014. He spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Wealthplan Investment Management LLC
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Wealthsource®
June 2019 - June 2024 · 5 yrs
Catametrics Management, LLC
January 2017 - December 2018 · 1 yr 11 mos
Catametrics Management, LLC
September 2014 - December 2016 · 2 yrs 3 mos
US Financial Advisors, LLC
January 2012 - August 2014 · 2 yrs 7 mos
US Financial Advisors, LLC
May 2001 - October 2007 · 6 yrs 5 mos
State Registrations2 states
CTNE
Advisor
Exams
No exam information available for this advisor.