Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
68 clients
Average Client Portfolio
$158K average
Assets Under Management
$10.8M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1M+1.00%

Fees negotiable for assets over $1,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,000

Investment advisory fees are based on a percentage of assets under management, ranging from 1.00% to 1.50% annually. Fees are negotiable for assets over $1,000,001. The minimum annual fee is $1,000 per account, and a minimum of $250,000 is generally required to open and maintain an advisory account, though this may be waived. On an exception basis, services may be provided at an hourly rate. Clients may also incur additional fees, such as custody, transaction, and fund expenses.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

4001 South 700 East, Suite 554, Salt Lake City, UT, 84107

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Award / Judgment
Other Business Activities

Roberto is a managing member of Nuvo Ventures, LLC, a single-purpose entity holding an investment in a private software company, requiring minimal time. He is also a managing member of Citius Ventures, LLC, an investment holding company, dedicating a few hours per week to consulting and board duties, and the Director of Sales at Axiom Financial, working full-time.

Employment History
Current Registrations
Fortius Financial Advisors, LLC
June 2004 - Present · 21 yrs 7 mos
Previous Registrations
Tamaren Investments, LLCBroker
December 2003 - April 2004 · 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2000 - February 2003 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2000 - February 2003 · 2 yrs 5 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.
Roberto G Buchanan - Financial Advisor | AdvisorDiscover