TQ
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
437 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$1.0B
Fee Structure
Minimum Annual Fee:$5,000
Financial Plan Fee:$750 - $10,000
Management fees are based on a percentage of assets under management, not exceeding 2.0% annually. Fees are negotiable and may differ among clients. Retirement planning fees are either flat (ranging from $750 to $10,000) or asset-based (not exceeding 1.50% annually). Wealth consulting and financial planning fees are negotiable. The new annual minimum fee is $5,000.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Loading...
Advisor Information
Office location
527 East Pioneer Rd,, Suite 220, Draper, UT, 84020
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arista Wealth Management, LLC
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Maddix Holdings
February 2023 - March 2023 · 1 mo
Axxcess Wealth Management, LLC
September 2022 - July 2024 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2012 - September 2022 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 2012 - September 2022 · 10 yrs 4 mos
Northern Trust Securities, INC. Broker
April 2009 - May 2012 · 3 yrs 1 mo
Silverstone Wealth Management, LLC
March 2007 - December 2008 · 1 yr 9 mos
Banc of America Investment Services, INC.
May 2003 - July 2006 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
May 2003 - July 2006 · 3 yrs 2 mos
Credit Suisse First Boston
January 2003 - April 2003 · 3 mos
Credit Suisse First Boston LLCBroker
January 2003 - April 2003 · 3 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
October 2000 - January 2003 · 2 yrs 3 mos
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.