Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
27 clients
Average Client Portfolio
$431.5M average
Assets Under Management
$11.6B

Fee Structure

Financial Planning:Investment management only

AIA is paid fees pursuant to a contract that it and/or an affiliate has entered into with a State Administrator. The fee paid to AIA and its affiliates is based on a percentage of the value of the underlying Plan assets under administration by the Firm, unless otherwise contractually agreed to by the relevant parties. This fee includes AIA’s advisory services as well as other services provided by the Firm and/or its affiliates, including recordkeeping and program administration services conducted outside the scope of AIA.

Areas of Practice
Investment ManagementRetirement PlanningEducation Planning
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Advisor Information

Office location

Brentwood, TN

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jay is employed full-time with Ascensus Group, LLC and associated with FuturePlan by Ascensus. He also receives rental income from real estate in Gulf Shores, AL, dedicating no time to this activity during work hours.

Employment History
Current Registrations
Ascensus Investment Advisors, LLC
June 2021 - Present · 4 yrs 7 mos
Ascensus Broker Dealer Services, LLC
June 2021 - Present · 4 yrs 7 mos
Ascensus Broker Dealer Services, LLCBroker
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
Commonwealth Financial Network
June 2019 - May 2021 · 1 yr 11 mos
Commonwealth Financial Network Broker
June 2019 - May 2021 · 1 yr 11 mos
Taylor Securities, INC.
July 2011 - May 2019 · 7 yrs 10 mos
Taylor Securities, INC. Broker
May 2011 - May 2019 · 8 yrs
Northwestern Mutual Investment Services, LLC Broker
November 2000 - February 2001 · 3 mos
State Registrations2 states
MATN
AdvisorBroker
Exams
No exam information available for this advisor.