Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lombard Advisers' fees are based on a percentage of assets under management. The annual fee is negotiated between the firm, its IAR(s), and the client. The maximum annual advisory fee is up to 1.70% on the first $1,000,000, up to 1.00% on the next $2,000,000, and up to .75% on the next $7,000,000. There is no minimum fee, and fees may be lower based on certain criteria. For held away assets, fees can be percentage-based or a fixed subscription fee, both negotiated.
Areas of Practice
Advisor Information
Office location
812 Clay Street, Chillicothe, MO, 64601
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carrie is a bookkeeper for Chillicothe United Methodist Church Preschool, spending a few hours per week. She is also a member and registered representative of Financial & Tax Services LLC, dedicating full-time hours to investment, tax, and accounting services, and she performs tax preparation for the same company for about 10-20% of her time. Carrie is also the treasurer for the Bobby & Peggy Smith Legacy Scholarship Fund.