AT

Andrew Fowler Thomas

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
8,726 clients
Average Client Portfolio
$725K average
Assets Under Management
$6.3B

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:$100 - $500/hr

Wealth management and Customized Portfolio Platform fees range from 0.15% to 2.00% annually, based on assets under management and the complexity of services. Sleeve manager strategy service fees range from 0.08% to 1.25% annually. Financial planning and consulting services are offered on an hourly basis ($100 to $500 per hour) or for a fixed fee, which is negotiable. Corporate retirement plan advisory fees are charged up to 2.00% annually. AWM also assesses an annual account fee, as stated in the client's investment advisory agreement. Clients may also incur servicing and reporting fees for certain assets held outside of advisory accounts.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information

Office location

6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011

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Regulatory History (1)
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Employment Separation After Allegations
March 2020
Employment History
Current Registrations
Axxcess Wealth Management, LLC
January 2022 - Present · 4 yrs
Previous Registrations
Axxcess Wealth Management, LLC
September 2015 - December 2021 · 6 yrs 3 mos
Arete Wealth Management, LLCBroker
October 2009 - March 2020 · 10 yrs 5 mos
Arete Wealth Advisors, LLC
August 2009 - March 2020 · 10 yrs 7 mos
Fbr Capital Markets & CO.Broker
February 2009 - August 2009 · 6 mos
Credit Suisse Securities (usa) LLCBroker
November 2000 - February 2009 · 8 yrs 3 mos
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.