Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

1290 Greenmore Dr Se, Bessemer, AL, 35022

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs
Cetera Investment Services LLCBroker
April 2013 - Present · 12 yrs 9 mos
Previous Registrations
Cetera Investment Services LLC
April 2013 - January 2014 · 9 mos
Sterne Agee Investment Advisors, INC.
July 2008 - April 2013 · 4 yrs 9 mos
Sterne Agee Financial Services, INC.Broker
August 2005 - April 2013 · 7 yrs 8 mos
Sterne, Agee & Leach, INC.Broker
November 2002 - August 2005 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
October 2001 - April 2002 · 6 mos
H&r Block Financial Advisors, INC.Broker
October 2000 - November 2000 · 1 mo
State Registrations13 states
ALCADEFLGAINLAMDNCORSCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.