JW
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
Loading...
Advisor Information
Office location
Cincinnati, OH
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
February 2016 - Present · 9 yrs 11 mos
Pruco Securities, LLC.
June 2015 - Present · 10 yrs 7 mos
Pruco Securities, LLC. Broker
June 2015 - Present · 10 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.
May 2007 - June 2015 · 8 yrs 1 mo
Fifth Third Securities, INC. Broker
March 2001 - June 2015 · 14 yrs 3 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.