Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The OMP program has an annualized account fee, negotiable up to a maximum of 2.50% of assets, charged quarterly in advance. LPL also assesses a $5 transaction charge on each purchase and sale, but this is waived if an eligible contribution was made in the previous 365 days. Clients also pay other miscellaneous administrative or custodial-related fees. There are also fees charged by the Optimum Funds themselves. If the account is closed within the first six months, LPL and LPLE reserve the right to retain the pre-paid quarterly Account Fee.
Areas of Practice
Advisor Information
Office location
1601 Cooper Point Rd. Nw, Olympia, WA, 98502
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Angela is the Vice President and Secretary of Big Guy Enterprises, an upholstery business, dedicating minimal time. She also works in compliance and operations for Financial Advocates Investment Management and provides financial planning and consulting services through Financial Advocates Advisory Services, spending minimal time on each. Angela is also a manager member of FA Funding LLC, set up to fund life insurance as part of a business succession plan, and is involved with Financial Advocates Agency, LLC and LPL business entities, dedicating full-time hours to these activities.