RB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
297 clients
Average Client Portfolio
$651K average
Assets Under Management
$193.5M
Fee Structure
This document does not contain any information regarding fees. Therefore, no fee summary can be provided.
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Advisor Information
Office location
4111 S. Darlington, Suite 120, Tulsa, OK, 74135
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is an investment advisor representative of Streeter, Moore & Stipe, LLC and operates under the DBA Robert Stephen Capital Management. He also owns Finiat, LLC, a software firm for professional money managers, dedicating about 10-20% of his time, with some of that time during securities trading hours.
Employment History
Current Registrations
Robert Stephen Capital Management LLC
January 2008 - Present · 18 yrs
Previous Registrations
FsicBroker
January 2008 - October 2020 · 12 yrs 9 mos
Oakbrook Financial Group, LLC
June 2005 - December 2007 · 2 yrs 6 mos
Oakbrook Financial Group, LLCBroker
June 2005 - December 2007 · 2 yrs 6 mos
Wilbanks Securities Advisory
January 2004 - June 2005 · 1 yr 5 mos
Wilbanks Securities, INC.Broker
December 2003 - June 2005 · 1 yr 6 mos
Morgan Keegan & Company, INC.
July 2003 - January 2004 · 6 mos
Morgan Keegan & Company, INC.Broker
May 2001 - January 2004 · 2 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
February 2001 - May 2001 · 3 mos
The Lincoln National Life Insurance CompanyBroker
February 2001 - May 2001 · 3 mos
State Registrations3 states
AROKTX
Advisor
Exams
No exam information available for this advisor.