Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 0.35% |
| $1.0M - $3.0M | 0.30% |
| $3.0M - $5.0M | 0.25% |
| $5.0M - $10.0M | 0.22% |
| $10.0M - $20.0M | 0.20% |
| $20M+ | 0.15% |
Fee schedule for Fixed Income Investment Strategies (Generally)
Fee Estimator
Fees for investment management are based on the chosen investment strategy and services, typically as a percentage of assets under management. Fee arrangements are negotiated and vary by client. For Dual Contract SMA Programs, minimum account sizes generally start at $250,000 for equity or fixed income accounts. Fees are calculated and paid quarterly in advance. Clients also bear other costs associated with investments, such as custodial charges and brokerage fees.
Areas of Practice
Advisor Information
Office location
50 Hudson Yards, New York, NY, 10001
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian was a Finance Board Member at Notre Dame High School from June 2022 to July 2023, overseeing the school's financial operations. This required minimal time.