JO
CFA · CFP

James Joseph O'connor

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
5,137 clients
Average Client Portfolio
$4.7M average
Assets Under Management
$24.0B

Fee Structure

Minimum Investment:$2M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.00%
$3.0M - $10.0M0.70%
$10.0M - $40.0M0.50%
$40M+0.40%

Based on a $2 million minimum account or client relationship. Fee schedule is for Equity/Balanced accounts (excluding AKIA clients).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Clients generally pay a quarterly management fee based on their assets under management. The minimum account size is $2 million. Fees vary based on circumstances, including prior fee schedules, transitions from affiliated firms, and greater servicing needs. Clients may request to household accounts for lower fee tiers. 1919 considers several factors in determining whether to approve requests for non-standard fees or relationship/client minimum assets including, but not limited to, longevity of relationship, aggregate assets under management across asset types, additional services contracted (e.g., 1919’s family office or financial planning services). Approval for such requests are at the sole discretion of 1919.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingHigh Net Worth
Loading...

Advisor Information

Office location

49 Stevenson Street, Suite 1075, San Francisco, CA, 94105

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
1919 Investment Counsel, LLC
October 2018 - Present · 7 yrs 3 mos
Previous Registrations
Rand & Associates
October 2016 - October 2018 · 2 yrs
Aster Investment Management CO INC
June 2012 - September 2013 · 1 yr 3 mos
State Registrations10 states
CACOHILAMANCNVORTXWA
Advisor
Exams
No exam information available for this advisor.