LM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
2,967 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.8B
Fee Structure
Minimum Investment:$250K
Financial Planning:Included in AUM fee
Financial Plan Fee:$250 - $5,000
Hourly Rate:$75 - $250/hr
Essex Financial charges investment management fees ranging from 0.50% to 1.50% annually, based on factors like the scope and complexity of services, asset level, and overall relationship. Financial planning services are offered on an hourly basis ($75-$250/hour) or a fixed fee ($250-$5,000). The firm generally requires a minimum account size of $250,000.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
176 Westbrook Road, Essex, CT, 06426
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Essex Financial Services, INC.
April 2004 - Present · 21 yrs 9 mos
Previous Registrations
The Leaders Group, INC.Broker
June 2021 - December 2022 · 1 yr 6 mos
Essex Financial Services, INC. Broker
April 2004 - June 2021 · 17 yrs 2 mos
Morgan Stanley
October 2002 - March 2004 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
June 2002 - March 2004 · 1 yr 9 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.