AO

Abraham Rawley Otoupal

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

D.A. Davidson offers wrap fee programs where clients pay an annual fee based on the market value of assets in the client’s account for advisory and most trading execution services. The wrap fee covers investment advice, portfolio management, transaction execution, custody, account servicing, reporting, monitoring, rebalancing, and other services. It also covers fees paid to investment managers, the Davidson platform fee, and D.A. Davidson’s costs for administering the Program.

Areas of Practice
Investment Management
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Advisor Information

Office location

10400 NE 4th St., Suite 400, Bellevue, WA, 98004

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abraham is a board member of Providence, MT St Vincent Foundation, a senior care community, since 2014. He spends minimal time attending board meetings.

Employment History
Current Registrations
D.A. Davidson & CO. Broker
September 2013 - Present · 12 yrs 4 mos
D.A. Davidson & CO.
September 2013 - Present · 12 yrs 4 mos
Previous Registrations
Waddell & Reed
October 2012 - September 2013 · 11 mos
Waddell & Reed, INC.Broker
October 2012 - September 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2009 - January 2012 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - January 2012 · 2 yrs 4 mos
D.A. Davidson & CO.
May 2002 - September 2007 · 5 yrs 4 mos
D.A. Davidson & CO. Broker
May 2001 - September 2007 · 6 yrs 4 mos
State Registrations25 states
AZCACOFLHIIDINKSMAMDMIMNMTNCNENMORPASCSDTXUTVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.