BA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
256 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$622.0M
Fee Structure
Minimum Investment:$3M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $20.0M | 0.75% |
| $20M+ | 0.75% |
Fees negotiable for accounts over $20,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The standard fee schedule is based on the total value of your managed assets. For example, a $4 million portfolio would cost $40,000 per year. Fees are negotiable for accounts over $20 million. The minimum account size is generally $3,000,000, but it's $100,000 for wrap fee programs. Client-directed accounts are charged 0.10% annually, billed quarterly.
Areas of Practice
Investment Management
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Advisor Information
Office location
6730 N. Scottsdale Rd, Suite 230, Scottsdale, AZ, 85253
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Laffer Tengler Investments, INC.
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Mutual Securities, INC.Broker
August 2022 - May 2024 · 1 yr 9 mos
Mutual Advisors, LLC
August 2022 - May 2024 · 1 yr 9 mos
LPL Financial LLC Broker
December 2021 - September 2022 · 9 mos
LPL Financial LLC
December 2021 - September 2022 · 9 mos
Ek Riley Investments, LLC
March 2018 - November 2020 · 2 yrs 8 mos
Ek Riley Advisors, LLC
August 2006 - December 2007 · 1 yr 4 mos
Ek Riley Investments, LLCBroker
July 2005 - November 2020 · 15 yrs 4 mos
Strand, Atkinson, Williams & York, INC.Broker
January 2005 - July 2005 · 6 mos
Strand, Atkinson, Williams & York, INC.Broker
March 2004 - September 2004 · 6 mos
Bondhub, INC.Broker
April 2002 - January 2004 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
April 2001 - January 2002 · 9 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.