JS

James Richard Severson

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
26 advisors
Number of Clients
105 clients
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$5K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.65%
$100K - $250K0.60%
$250K - $400K0.55%
$400K - $500K0.50%
$500K+0.45%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

NSLLC offers financial planning services to retirement plan participants at no fee. For the ProAccount investment advisory program, clients pay an annual program fee to NSLLC's affiliate, NIA, based on the following tiers: First $99,999.99: 0.65%, Next $150,000: 0.60%, Next $150,000: 0.55%, Next $100,000: 0.50%, Assets of $500,000 and above: 0.45%. Clients are also responsible for administrative fees payable to NTC and the internal expenses of the mutual funds they invest in. There is no separate fee paid to the firm for My Investment Planner.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

One Nationwide Plaza, Columbus, OH, 43215

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nationwide Securities, LLC
May 2011 - Present · 14 yrs 8 mos
Nationwide Securities, LLC Broker
August 2003 - Present · 22 yrs 5 mos
Previous Registrations
Nationwide Securities, LLC
August 2008 - November 2009 · 1 yr 3 mos
1717 Capital Management Company
May 2007 - August 2008 · 1 yr 3 mos
1717 Capital Management CompanyBroker
January 2006 - August 2008 · 2 yrs 7 mos
1717 Capital Management CompanyBroker
February 2001 - September 2003 · 2 yrs 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.