NM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
233 clients
Average Client Portfolio
$455K average
Assets Under Management
$106.0M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.65% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.65% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$12,500
Hourly Rate:$150/hr
Asset management fees are based on a percentage of assets under management, billed monthly in arrears. For financial planning, they charge fixed fees for comprehensive plans ($12,500) and hourly rates ($150/hour) for updates and ad hoc services. ERISA plan fees are negotiable, not exceeding 1% of included assets. They also receive referral fees from Third Party Managers.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1405 Arrow Point Drive, Suite 1004, Cedar Park, TX, 78613
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018Denied
Other Business ActivitiesSells Insurance
Nicholas is an insurance agent and managing member at Ironoak Partners, LLC since 2019, providing insurance services and account management. This activity takes minimal time.
Employment History
Current Registrations
Ironoak Wealth
January 2020 - Present · 6 yrs
Previous Registrations
Stonewater Wealth Management, INC.
January 2018 - March 2022 · 4 yrs 2 mos
Erben Associates, LLC
November 2017 - January 2018 · 2 mos
M Holdings Securities, INC. Broker
September 2017 - December 2017 · 3 mos
Triad Advisors, INC.Broker
February 2017 - October 2017 · 8 mos
Resources Investment Advisors
April 2016 - October 2017 · 1 yr 6 mos
Wells Fargo Advisors, LLC Broker
January 2015 - April 2016 · 1 yr 3 mos
Wells Fargo Advisors, LLC
January 2015 - April 2016 · 1 yr 3 mos
Investment Professionals, INC.Broker
June 2014 - February 2015 · 8 mos
Investment Professionals, INC.
June 2014 - February 2015 · 8 mos
Park Avenue Securities LLC
June 2010 - July 2014 · 4 yrs 1 mo
Park Avenue Securities LLC Broker
January 2010 - July 2014 · 4 yrs 6 mos
AXA Advisors, LLC
August 2001 - January 2010 · 8 yrs 5 mos
AXA Advisors, LLC Broker
June 2001 - January 2010 · 8 yrs 7 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.