Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.65% |
Fees may be negotiable for household accounts aggregating more than $3,000,000.
Fee Estimator
The annual investment advisory fee is based on the market value of your managed account and billed quarterly. The fee is 0.90% on the first $1,000,000, 0.80% on the next $1,000,000, and 0.65% on all funds thereafter. The minimum annual fee is $750, which may be waived. Fees are prorated for deposits, withdrawals, and terminations. Fees may be negotiable for household accounts aggregating more than $3,000,000.
Areas of Practice
Advisor Information
Office location
4200 Malsbary Road, Cincinnati, OH, 45242
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carter is involved in insurance sales through Wilson Private Capital, LLC, dedicating minimal time and earning commissions. Carter also serves on the boards of several non-profit organizations and is a member of Wile Holdings, LLC.