MJ

Montague Nmi Guild,jr.

28 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
90 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$151.9M

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000

Guild's investment management fees are based on a percentage of assets under management, typically ranging from 0.50% to 1.50% annually. Fee arrangements are negotiable and can depend on the portfolio management style and custodial arrangements. The typical minimum annual fee is $5,000, but this can be negotiated. Clients are also responsible for brokerage commissions and other third-party fees. Note: This firm's brochure lists multiple fee rates for the same asset level (0.75%-0.90% and 1.50%-1.00%).

Areas of Practice
Investment Management
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Advisor Information

Office location

31225 La Baya Drive, Suite 214, Westlake Village, CA, 91362

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guild Investment Management, INC.
July 1997 - Present · 28 yrs 6 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.
Montague Nmi Guild,jr. - Financial Advisor | AdvisorDiscover