Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The management fee is usually 1% of assets under management, but may be negotiated for large accounts. Fees may be larger for special operational or reporting requirements, or small accounts, but will not exceed 1.5%. There is a $30 fee for each buy/sell transaction. Aggregate client assets accepted for portfolio management begin at $100,000.00. Exceptions are considered.
Areas of Practice
Advisor Information
Office location
Alamo, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ross works as an independent contractor for WYMAC Capital, Inc., a mortgage broker, assisting clients with loan paperwork. This activity takes minimal time and is not investment-related.