AV
CFP · ChFC

Alberto Valdes

22 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
173 advisors
Number of Clients
3,346 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.6B

Fee Structure

Financial Planning:Investment management only

Fees for managed accounts, I-maps, and third-party manager accounts range from 0.40% to 2.50% annually, based on assets under management. I-maps have fees between 0.25% and 0.50% annually, plus an additional fee ranging between 1% to 2% depending on the strategy. Consulting services can be charged as a percentage of assets or a flat fee. Platform fees are also charged, ranging from 3 to 5 bps. All fees are negotiable. Clients may pay more or less than similar clients depending on circumstances.

Areas of Practice
Investment Management
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Advisor Information

Office location

1221 Brickell Avenue, 27th Floor, Miami, FL, 33131

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2021
Settled
Customer Dispute
August 2017
Denied
Other Business ActivitiesSells Insurance

Alberto is dually registered as a Financial Advisor with Insigneo Advisory Services LLC, dedicating about half of his time. He also owns 30% of Advanced Tax Planning Solutions LLC, an accounting practice, and is a managing member of AV Enterprise Ventures LLC, which is currently not in use but open for future business opportunities.

Employment History
Current Registrations
Insigneo Advisory Services, LLC
September 2023 - Present · 2 yrs 4 mos
Insigneo Securities, LLC
September 2023 - Present · 2 yrs 4 mos
Insigneo Securities, LLCBroker
September 2023 - Present · 2 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
January 2018 - September 2023 · 5 yrs 8 mos
Citigroup Global Markets INC. Broker
January 2018 - September 2023 · 5 yrs 8 mos
Raymond James Financial Services Advisors, INC
August 2016 - January 2018 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
July 2016 - January 2018 · 1 yr 6 mos
Wells Fargo Advisors, LLC
September 2010 - July 2016 · 5 yrs 10 mos
Wells Fargo Advisors, LLC Broker
September 2010 - July 2016 · 5 yrs 10 mos
Chase Investment Services CORP.
July 2009 - September 2010 · 1 yr 2 mos
Chase Investment Services CORP.Broker
June 2009 - September 2010 · 1 yr 3 mos
Investacorp Advisory Services INC
April 2008 - May 2009 · 1 yr 1 mo
Investacorp, INC.Broker
April 2008 - May 2009 · 1 yr 1 mo
Banc of America Investment Services, INC.
August 2006 - January 2008 · 1 yr 5 mos
Banc of America Investment Services, INC.Broker
July 2006 - January 2008 · 1 yr 6 mos
Northwestern Mutual Investment Services, LLC Broker
July 2002 - May 2006 · 3 yrs 10 mos
State Registrations6 states
CADEFLGALANC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberto Valdes - Financial Advisor | AdvisorDiscover