Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $1.5M | 0.85% |
| $1.5M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.50% |
Fees over $5,000,000 are negotiable.
Fee Estimator
SPIA's annual investment management fee is based on a percentage of assets under management. For assets under $500,000, the fee is 1.25%; $500,000-$1,000,000, the fee is 1.00%; $1,000,001-$1,500,000, the fee is 0.85%; $1,500,001-$2,000,000, the fee is 0.75%; $2,000,001-$3,000,000, the fee is 0.60%; $3,000,001-$5,000,000, the fee is 0.50%; and over $5,000,000, the fee is negotiable. Financial planning services are billed at $300 per hour. SPIA generally requires a minimum of $250,000 of assets under management.
Areas of Practice
Advisor Information
Office location
294 West Exchange Street, Providence, RI, 02903-1004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tara has been a licensed insurance agent since 2012, selling annuities, life insurance, and other insurance products, dedicating minimal time to this activity. She also works as a delivery driver for Door Dash, spending about 10-20% of her time delivering food during nighttime hours.