BD

Brian Nicholas Degrado

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
52 advisors
Number of Clients
9,453 clients
Average Client Portfolio
$367K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

VestGen Advisors charges investment management fees as a percentage of assets under management, up to a maximum of 2% annually. Fees are generally billed quarterly, in advance, based on the custodian's reported value on the last business day of the quarter. In some cases, fees may be billed quarterly in arrears, based on the previous quarter's average daily balance. The firm may charge a lesser fee at its discretion based on various criteria. There is no minimum account size.

Areas of Practice
Investment Management
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Advisor Information

Office location

1605 West Colonial Parkway, Inverness, IL, 60067

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019
Withdrawn
Customer Dispute
December 2018
Denied
Employment History
Current Registrations
Vestgen Advisors, LLC
September 2024 - Present · 1 yr 4 mos
Previous Registrations
Lake Street
November 2021 - September 2024 · 2 yrs 10 mos
Raymond James & Associates, INC.
November 2019 - November 2021 · 2 yrs
Raymond James & Associates, INC. Broker
November 2019 - November 2021 · 2 yrs
J.P. Morgan Securities LLC Broker
October 2012 - November 2019 · 7 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - November 2019 · 7 yrs 1 mo
Chase Investment Services CORP.
April 2006 - October 2012 · 6 yrs 6 mos
Chase Investment Services CORP.Broker
March 2006 - October 2012 · 6 yrs 7 mos
Woodbury Financial Services, INC.Broker
June 2005 - March 2006 · 9 mos
Waterstone Financial Group, INC.Broker
November 2004 - March 2005 · 4 mos
Waterstone Financial Group, INC.Broker
November 2003 - November 2004 · 1 yr
Spike Financial Services, LLCBroker
August 2003 - November 2003 · 3 mos
Waterstone Financial Group, INC.Broker
January 2003 - August 2003 · 7 mos
Tower Square Securities, INC.Broker
May 2002 - January 2003 · 8 mos
Vanguard CapitalBroker
November 2001 - May 2002 · 6 mos
Woodbury Financial Services, INC.Broker
May 2001 - November 2001 · 6 mos
State Registrations2 states
ILTX
Advisor
Exams
No exam information available for this advisor.