DR
CFP

Dory Ann Rodriguez

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
833 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$890.4M

Fee Structure

Financial Planning:Investment management only

Apollon Financial's investment advisory fees are charged at an annual rate range up to 3.0% depending on factors like assets managed and complexity of services. Fees are paid quarterly, in advance, based on the market value of assets at the end of the prior quarter. Fees may be negotiable. Clients may incur additional fees charged by third parties, such as wire transfer fees. Clients may also elect to participate in a class action securities claims service for a contingency fee of 12.5% of the claim award.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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Regulatory History (1)
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Customer Dispute
October 2009
Settled
Other Business ActivitiesSells Insurance

Dory is involved in several investment-related activities, including Leaders Partners, Inc., HighPoint Planning Partners, HighPoint Advisor Group, Lang Financial Group, Indigo Wealth Advisors, and Apollon Financial/LLC. She also sells non-variable and disability insurance, dedicating about 10-20% of her time to insurance sales.

Employment History
Current Registrations
Apollon Financial, LLC
January 2025 - Present · 1 yr
LPL Financial LLC Broker
December 2012 - Present · 13 yrs 1 mo
Previous Registrations
Highpoint Planning Partners
December 2021 - January 2025 · 3 yrs 1 mo
Highpoint Planning Partners
January 2013 - December 2021 · 8 yrs 11 mos
Securian Financial Services, INC.
September 2001 - December 2012 · 11 yrs 3 mos
Securian Financial Services, INC.Broker
June 2001 - December 2012 · 11 yrs 6 mos
State Registrations15 states
AZCACOFLILINMNMOMTNCNHPATXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.