JR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021Settled
Customer Dispute
June 2016Settled
Employment History
Current Registrations
Northland Asset Management
May 2008 - Present · 17 yrs 8 mos
Northland Securities, INC. Broker
September 2002 - Present · 23 yrs 4 mos
Previous Registrations
Miller Johnson Steichen Kinnard, INC.Broker
September 2001 - September 2002 · 1 yr
State Registrations24 states
AZCACOFLIAIDILLAMIMNMONCNDNENMNVOHORSCSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.