DM
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B
Fee Structure
Minimum Investment:$2K
The Managed Account Program charges a single asset-based fee, which includes CSI's component, the Platform Manager's component, and the Portfolio Manager's component. The maximum annual rate for CSI's component is 2.00%. The specific fee composition will be listed in your Investment Management Agreement (IMA). Fees are negotiable under some circumstances. Connect accounts are subject to a minimum investment of $2,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
400 Lippincott Dr, Ste 100, Marlton, NJ, 08053
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citizens Securities, INC. Broker
March 2025 - Present · 10 mos
Citizens Securities, INC.
March 2025 - Present · 10 mos
Citizens Private Wealth
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
PNC Investments Broker
January 2011 - December 2018 · 7 yrs 11 mos
PNC Investments
December 2010 - December 2018 · 8 yrs
PNC Capital Markets LLCBroker
December 2005 - December 2008 · 3 yrs
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - November 2005 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2001 - November 2005 · 4 yrs 3 mos
State Registrations6 states
CADEFLNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.