Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,501 clients
Average Client Portfolio
$304K average
Assets Under Management
$456.4M

Fee Structure

Minimum Investment:None
Financial Plan Fee:$500 - $3,000
Hourly Rate:$150 - $350/hr

Oak Ridge charges advisory fees that vary from 0.25% to 2.25% on managed assets, not to exceed a cumulative fee of 2.50%. Fees can be charged monthly or quarterly in advance or in arrears. Financial planning is offered on both a fixed fee and an hourly fee basis. Fixed fees range from $500 to $3,000. Hourly fees range from $150 to $350.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

701 Xenia Ave. South, Suite 100, Golden Valley, MN, 55416-1089

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2020
Final
Financial
October 2016
Final
Financial
August 2016
Final
Financial
January 2016
Final
Employment History
Current Registrations
The Oak Ridge Financial Services Group, INC
January 2024 - Present · 2 yrs
The Oak Ridge Financial Services Group, INC. Broker
January 2024 - Present · 2 yrs
Previous Registrations
Transamerica Retirement Advisors, LLC
March 2020 - December 2020 · 9 mos
Transamerica Investors Securities CorporationBroker
March 2020 - December 2020 · 9 mos
Thrivent Investment Management INC.
September 2019 - March 2020 · 6 mos
Thrivent Investment Management INC. Broker
September 2019 - March 2020 · 6 mos
Cetera Advisor Networks LLC
March 2017 - August 2019 · 2 yrs 5 mos
Cetera Advisor Networks LLCBroker
March 2017 - August 2019 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
November 2012 - July 2015 · 2 yrs 8 mos
Wells Fargo Advisors, LLC Broker
January 2011 - July 2015 · 4 yrs 6 mos
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
June 2008 - August 2008 · 2 mos
Wells Fargo Investments, LLCBroker
March 2004 - June 2008 · 4 yrs 3 mos
Wachovia Securities, LLC Broker
July 2003 - March 2004 · 8 mos
Prudential Securities IncorporatedBroker
May 2003 - July 2003 · 2 mos
State Registrations2 states
CAMN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.