Eric Christopher Penz

Private Advisory

21 Years of Experience

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Firm Information

Private Advisory

Compensation

Fee-Only (AUM)

Number of Advisors

16 advisors

Number of Clients

601 clients

Average Client Portfolio

$2.2M average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.07%
$1.0M - $3.0M	1.03%
$3.0M - $5.0M	0.94%
$5.0M - $10.0M	0.73%
$10.0M - $20.0M	0.61%
$20M+	0.49%

Subject to a minimum annual fee of $5,000. All advisory fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$5,000

Financial Plan Fee:$0 - $20,000

Investment management fees are based on a percentage of assets under management, subject to a $5,000 minimum annual fee. Financial planning fees range from $0 to $20,000, depending on complexity. An Asset Administration, Reporting & Technology fee of 0.03% annually is also assessed. The firm also offers a performance-based fee arrangement to qualified clients. All advisory fees are negotiable.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

16880 NE 79th Street, Redmond, WA, 98052

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Regulatory History (1)

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Employment Separation After Allegations

June 2012

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Other Business Activities

Eric owns Authorgate LLC, where he works as a novelist writing novels and screenplays since 1999. This non-investment related activity takes about a quarter of his time.