Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PAS offers both transaction-based (brokerage) and fee-based (advisory) accounts. Fees for financial planning and consulting are negotiated based on the IAR's experience, client needs, time, and plan complexity. Subscription-based financial planning is also available for an annual fee paid monthly or quarterly.
Areas of Practice
Advisor Information
Office location
800 Westchester Avenue, 4th Floor Suite N409, Rye Brook, NY, 10573
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam sells life insurance and fixed annuities outside of Guardian, dedicating about a quarter of his time to this. He also spends full-time hours on Opus Private Client, LLC, marketing products approved for sale by Guardian/PAS, and is a co-trustee for several trusts, requiring minimal time.