HJ

Harold Edward Jones

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

555 South Pompano Parkway, Suite #6, Pompano Beach, FL, 33069

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2015
Regulatory
September 2007
Final
Other Business Activities

Harold is a CPA and owner of an accounting practice, spending about half of his time preparing income taxes and providing accounting services. He is also an IAR with PKS Advisory, dedicating nearly full-time hours during trading.

Employment History
Current Registrations
Pks Advisory Services, LLC
October 2012 - Present · 13 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2012 - Present · 13 yrs 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
April 2009 - August 2012 · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
February 2009 - August 2012 · 3 yrs 6 mos
Ameriprise Advisor Services, INC.
September 2006 - February 2009 · 2 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
September 2006 - February 2009 · 2 yrs 5 mos
Raymond James & Associates, INC.
October 2001 - September 2006 · 4 yrs 11 mos
Raymond James & Associates, INC. Broker
October 2001 - September 2006 · 4 yrs 11 mos
State Registrations6 states
ARFLGANCNJTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.