Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial planning fees range from $150 to $7,500 per plan, depending on complexity. Consulting fees are based on the type of consulting offered (one-time, ongoing, hourly, or flat rate) and are negotiable. Annual asset-based fees range from 0.25% to 2.75% of assets managed. Management fees are exclusive of brokerage commissions, transaction fees, and other related costs. You may cancel your agreement within five days of execution and receive a full refund.
Areas of Practice
Advisor Information
Office location
2030 Main Street, Suite 210, Irvine, CA, 92614
Get directionsRegulatory History (4)
Customer Dispute
November 2011Customer Dispute
May 2009Employment Separation After Allegations
June 2005Criminal
October 1989Other Business ActivitiesSells Insurance
Ray is a VP/Insurance Agent at Diligent Insurance Group since 2007, dedicating nearly full-time hours to this role. He also serves as an advisory committee member for UCI's Personal Financial Planning Certificate Program, spending minimal time on this activity.