AR
CFP · ChFC

Alain Eduardo Rodriguez

21 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
381 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None

ProAccount clients may be charged up to 1.00% annually for Nationwide Retirement Program and up to 0.65% for Governmental and Institutional Plans, based on their assets. These fees are calculated daily and payable quarterly, in addition to other plan fees. The ProAccount fee is negotiable at the plan level. MIP does not charge a separate fee. Smart Alliance clients are charged up to 0.02% of plan assets annually. Advice Program clients are charged up to 0.50% annually. There is no minimum asset value or account size for participation in any advisory program offered by NIA.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alain works as an instructor/teacher at Miami Dade College since April 2023. This requires a few hours per week and is not investment-related.

Employment History
Current Registrations
Nationwide Investment Advisors, LLC
February 2022 - Present · 3 yrs 11 mos
Nationwide Investment Services CorporationBroker
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
November 2021 - February 2022 · 3 mos
Transamerica Investors Securities CorporationBroker
October 2021 - February 2022 · 4 mos
Prudential Investment Management Services LLCBroker
July 2015 - October 2021 · 6 yrs 3 mos
MML Distributors, LLCBroker
May 2014 - June 2015 · 1 yr 1 mo
Prudential Investment Management Services LLCBroker
April 2010 - April 2014 · 4 yrs
Wells Fargo Advisors, LLC Broker
May 2006 - September 2009 · 3 yrs 4 mos
Diversified Investors Securities CORP.Broker
October 2001 - September 2004 · 2 yrs 11 mos
State Registrations8 states
CTFLMENHNJNYOHRI
AdvisorBroker
Exams
No exam information available for this advisor.
Alain Eduardo Rodriguez - Financial Advisor | AdvisorDiscover