RD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
446 clients
Average Client Portfolio
$300K average
Assets Under Management
$133.7M
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:Up to $15,000
Hourly Rate:Up to $200/hr
The firm charges an annual fee based on assets under management, as detailed in the fee table. Fees are negotiable. Hourly financial planning and consulting are available at a maximum of $200/hour, also negotiable. Comprehensive financial planning has a maximum fee of $15,000, while limited financial planning is billed at a maximum of $200/hour. There is currently no minimum account size.
Areas of Practice
Financial Planning & CoachingInvestment ManagementHigh Net WorthBusiness Owners
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Advisor Information
Office location
Naperville, IL
Get directionsRegulatory History (1)
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Financial
March 2021Final
Employment History
Current Registrations
San Blas Advisory, INC.
April 2022 - Present · 3 yrs 9 mos
Previous Registrations
Prosperity Wealth Management, INC.
September 2021 - January 2022 · 4 mos
Brokers Financial
November 2018 - June 2021 · 2 yrs 7 mos
Investment Advisors CORP
September 2012 - October 2018 · 6 yrs 1 mo
Ausdal Financial Partners, INC.
May 2010 - August 2012 · 2 yrs 3 mos
LPL Financial Corporation
October 2005 - May 2010 · 4 yrs 7 mos
Morgan Stanley
March 2002 - August 2005 · 3 yrs 5 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.