CC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
58 advisors
Number of Clients
2,261 clients
Average Client Portfolio
$112.3M average
Assets Under Management
$253.8B
Fee Structure
Financial Planning:Investment management only
The brochure discusses fees and compensation but does not provide specific fee schedules or amounts.
Areas of Practice
Investment Management
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Advisor Information
Office location
200 Park Avenue, New York, NY, 10166
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Voya Investment Management CO. LLC
October 2014 - Present · 11 yrs 3 mos
Voya Investments Distributor, LLC
October 2014 - Present · 11 yrs 3 mos
Voya Investments Distributor, LLCBroker
October 2014 - Present · 11 yrs 3 mos
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
February 2011 - October 2014 · 3 yrs 8 mos
UBS Global Asset Management (us) INC.
January 2008 - December 2008 · 11 mos
UBS Global Asset Management (us) INC.Broker
September 2006 - February 2009 · 2 yrs 5 mos
UBS Global Asset Management (us) INC.Broker
July 2002 - July 2004 · 2 yrs
State Registrations16 states
CACTDEFLGALAMAMDMONENJNYOHPATXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.