RD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
588 advisors
Number of Clients
43,706 clients
Average Client Portfolio
$773K average
Assets Under Management
$33.8B
Fee Structure
CWM charges fees for asset management, financial planning, and retirement program services. Asset management fees are based on a percentage of assets managed. Financial planning fees can be charged for Focused Wealth Plans and True Wealth Plans. Fees may be negotiable. The specific fees and services will be detailed in your advisory agreement.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Loading...
Advisor Information
Office location
14600 Branch St., Omaha, NE, 68154
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Carson Group Investing
August 2022 - Present · 3 yrs 5 mos
Cwm, LLC
August 2022 - Present · 3 yrs 5 mos
Previous Registrations
LPL Financial LLC Broker
March 2016 - August 2022 · 6 yrs 5 mos
LPL Financial LLC
January 2016 - August 2022 · 6 yrs 7 mos
Haberer Registered Investment Advisor INC
November 2014 - June 2015 · 7 mos
Ifs Fund Distributors, INC.Broker
October 2001 - June 2002 · 8 mos
State Registrations2 states
NEOH
Advisor
Exams
No exam information available for this advisor.