RC
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
5 clients
Average Client Portfolio
$11.3M average
Assets Under Management
$56.4M
Fee Structure
This brochure supplement does not contain any fee information. Refer to the Breen Investors LP Brochure for fee details.
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Advisor Information
Office location
2700 Post Oak Boulevard, Suite 1700, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a Senior Portfolio Manager for Breen Investors LP since 2006, spending a few hours per week researching stocks and making recommendations. From time to time, he may offer clients advice or products from this activity.
Employment History
Current Registrations
Breen Investors LP
March 2020 - Present · 5 yrs 10 mos
Centric Advisors, LLC
April 2018 - Present · 7 yrs 9 mos
Previous Registrations
Breen Investors LP
January 2019 - December 2019 · 11 mos
Sherpa Investment Services
April 2013 - June 2021 · 8 yrs 2 mos
Breen Investors LP
July 2007 - December 2018 · 11 yrs 5 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.