JR

James Michael Richard

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, or fixed fees, depending on the service. The firm can reduce its investment management fee based on factors like anticipated future earnings or the amount of assets managed. Clients may also pay fees charged by mutual funds, REITs, ETFs, and other collective investment vehicles. GPA advisors can receive compensation for services provided in correlation with the advisory services herein, as well as commissions for insurance transactions and group annuities.

Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInsurance PlanningInvestment Management
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Advisor Information

Office location

Wooster, OH

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
Other Business Activities

Michael owns Lee Road LLC, a building that rents space to a post office and a convenience store, since 2017. He spends a few hours per week during normal trading hours and about a quarter of his time outside of normal trading hours on this activity.

Employment History
Current Registrations
Quincy Wells Advisors, LLC
January 2022 - Present · 4 yrs
Great Point Capital LLC
November 2021 - Present · 4 yrs 2 mos
Great Point Capital LLCBroker
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Great Point Advisors, LLC
November 2021 - December 2021 · 1 mo
B Riley Wealth Management
July 2010 - September 2021 · 11 yrs 2 mos
B. Riley Wealth ManagementBroker
July 2010 - September 2021 · 11 yrs 2 mos
Anderson & Strudwick, Incorporated
July 2010 - July 2010 · 0 mos
Anderson & Strudwick, IncorporatedBroker
July 2010 - July 2010 · 0 mos
Jesup & Lamont Securities CORP.
November 2009 - July 2010 · 8 mos
Jesup & Lamont Securities CORPBroker
November 2009 - July 2010 · 8 mos
E*trade Capital Management, LLC
September 2006 - November 2009 · 3 yrs 2 mos
E*trade Securities LLCBroker
June 2005 - November 2009 · 4 yrs 5 mos
Citicorp Investment Services
May 2005 - June 2005 · 1 mo
Citicorp Investment ServicesBroker
November 2003 - June 2005 · 1 yr 7 mos
Morgan Stanley
August 2003 - November 2003 · 3 mos
Morgan Stanley Dw INC.Broker
May 2002 - November 2003 · 1 yr 6 mos
State Registrations2 states
CAOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Michael Richard - Financial Advisor | AdvisorDiscover