Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $350K | 1.50% |
| $350K - $1.0M | 0.85% |
| $1.0M - $1.5M | 0.75% |
| $1.5M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.55% |
| $3.0M - $4.0M | 0.50% |
| $4.0M - $7.5M | 0.40% |
| $7.5M+ | 0.30% |
Minimum quarterly fee of $1,250. Fees are subject to negotiation.
Fee Estimator
Charter Oak charges an annual fee based on assets under management, billed quarterly in advance. The minimum quarterly fee is $1,250. Fees are negotiable but will not exceed 1.50% annually. Clients also incur brokerage commissions and other related costs. Financial planning services are typically included for portfolio management clients, but may be charged separately at a negotiated hourly rate or other agreed-upon structure.
Areas of Practice
Advisor Information
Office location
Two International Drive, Suite 325, Portsmouth, NH, 03801
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katy is a Relationship Manager at Charter Oak Capital Management, dedicating about a quarter of her time to assisting with office workflow and financial services business activities. She also volunteers as a committee member for Make a Wish of Maine and as a board member for Wildcat Girls Ice Hockey Assn, spending minimal time on each.