DS

David Anthony Sutkaitis

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
47 advisors
Number of Clients
3,283 clients
Average Client Portfolio
$560K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$1K
Financial Plan Fee:$250 - $2,500

Redhawk charges an annual fee based on a percentage of assets under management. The maximum annual advisory fee is 1.75%, except for Starter Accounts (less than $5,000 in assets) which are assessed a flat annual fee of $50.00. Fees are billed monthly in arrears based on the average daily balance. Financial planning fees typically range from $250 to $2,500, depending on complexity, and are due upon execution of the financial planning agreement.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information

Office location

433 South Main Street, Suite 210, West Hartford, CT, 06110

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2018
Final
Customer Dispute
March 2012
Settled
Customer Dispute
June 2009
Denied
Other Business ActivitiesSells Insurance

David is an NRA pistol instructor, dedicating minimal time to this activity. He also works with Lindquist Insurance Associates and sells fixed and equity index products, spending a few hours per week on each.

Employment History
Current Registrations
Redhawk Wealth Advisors, INC.
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
September 2020 - May 2023 · 2 yrs 8 mos
Securities America, INC.Broker
September 2020 - May 2023 · 2 yrs 8 mos
Ssn Advisory, INC.
June 2016 - September 2020 · 4 yrs 3 mos
Securities Service Network, LLCBroker
June 2016 - September 2020 · 4 yrs 3 mos
Parkland Securities, LLCBroker
May 2011 - June 2016 · 5 yrs 1 mo
Ohanesian / Lecours, INC.Broker
October 2010 - May 2011 · 7 mos
New England SecuritiesBroker
April 2002 - October 2010 · 8 yrs 6 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.