Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

TCW charges investment management fees generally computed as a percentage of the market value of assets under management. Fees are typically billed quarterly in arrears, though some are billed monthly. The investment management fee is subject to modification, reduction, and/or waiver, both voluntarily and on a negotiated basis. Minimum account sizes apply, varying by strategy. Wrap program clients should refer to their sponsor's disclosure brochure for fee information.

Areas of Practice
Investment Management
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Advisor Information

Office location

515 South Flower Street, Los Angeles, CA, 90071

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Allison is a board member for three non-profit organizations: PowerPlay NYC, Villanova Women's Lacrosse Alumni Board, and Bobby's Baseball Buddies Inc. She dedicates minimal time to each of these roles.

Employment History
Current Registrations
Tcw Investment Management Company LLC
December 2024 - Present · 1 yr 1 mo
Tcw Funds Distributors LLCBroker
December 2024 - Present · 1 yr 1 mo
Tcw Funds Distributors LLC
December 2024 - Present · 1 yr 1 mo
Previous Registrations
Neuberger Berman Bd LLC
November 2007 - November 2024 · 17 yrs
Neuberger Berman Bd LLC Broker
October 2007 - November 2024 · 17 yrs 1 mo
Neuberger Berman Management INC.
August 2004 - October 2007 · 3 yrs 2 mos
Neuberger Berman Management INC.Broker
August 2004 - October 2007 · 3 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2003 - August 2004 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 2002 - August 2004 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.