MV
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1 advisor
Number of Clients
52 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$92.7M
Fee Structure
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees above $10,000,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Hourly Rate:Up to $250/hr
Investment management fees are based on a percentage of the market value of investments. The annual management fee is billed quarterly, in advance. Fees may be negotiated on a case-by-case basis. For prior clients who would like SWMS to provide ad-hoc reporting, there will be a $250/hour fee.
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
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Advisor Information
Office location
Magnolia, TX
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sirius Wealth Management Strategies, LLC
July 2008 - Present · 17 yrs 6 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
May 2002 - May 2006 · 4 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.