Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CFI and IARs are compensated for investment management via an annual asset-based advisory fee. Fees are negotiable and may differ among clients. They can be calculated on a tiered or flat rate schedule. Additional charges may include custodial fees, transfer fees, internal fund fees, TPMM investment management fees, and other administrative fees. CFI also receives compensation through strategic marketing arrangements with third-party money managers.
Areas of Practice
Advisor Information
Office location
231 Coram Avenue, Shelton, CT, 06484
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan uses "CT Institute of Finance" as a DBA for marketing and branding purposes since 2012, and also works as a tax preparer through the same entity since 2003, dedicating full-time hours to this from January to April. Additionally, Alan coaches clients on individual and business needs through Sound Coaching Inc. since 2009, dedicating about a quarter of his time.