AW

Anthony Elliott Woodard

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Investment management only

This advisor may earn commissions from securities transactions through Private Client Services, LLC, which could be higher or lower than other broker-dealers. These commissions may include those from equity securities, mutual fund 12b-1 fees, mutual fund trail commissions, or direct product sponsor commissions.

Areas of Practice
Investment Management
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Advisor Information

Office location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is the Chief Compliance Officer and an advisory representative of a registered investment advisor, Prime Capital Investment Advisors LLC, dedicating about half of his time to these roles. He also plays lead guitar in Toxic A$$et$, spending minimal time on this activity, and is involved with CHHSZ Holdings, LLC, spending minimal time on this activity.

Employment History
Current Registrations
Private Client Services, LLC Broker
April 2018 - Present · 7 yrs 9 mos
Prime Capital Financial
June 2017 - Present · 8 yrs 7 mos
Previous Registrations
Fiduciary Investment Trusts, LLC
July 2018 - March 2023 · 4 yrs 8 mos
Cambridge Investment Research, INC.Broker
July 2010 - April 2018 · 7 yrs 9 mos
Lawing Financial INC
October 2005 - October 2017 · 12 yrs
Woodard, Charles Woodbridge
November 2003 - April 2007 · 3 yrs 5 mos
The O.N. Equity Sales CompanyBroker
March 2002 - July 2010 · 8 yrs 4 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.