AD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
534 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$651.0M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Hourly Rate:$250 - $350/hr
Portfolio management fees are up to 2% annually, negotiable, and billed monthly in advance. Financial planning is offered at $250/hour for individual services and $350/hour for divorce planning, also negotiable. Pension consulting fees are up to 2% of plan assets or a fixed fee, negotiable. Clients are responsible for third-party fees. There is no minimum account size.
Areas of Practice
Retirement PlanningFinancial Planning & CoachingDivorce Planning
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Advisor Information
Office location
4525 East 91st Street, Tulsa, OK, 74137
Get directionsRegulatory History (1)
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Customer Dispute
January 2010Settled
Other Business Activities
Ann is the CEO of Redbird Associates, LLC, a real estate investment property company, since 2018. She spends minimal time on this activity and it is not investment-related.
Employment History
Current Registrations
Cadent Capital Advisors, LLC
January 2014 - Present · 12 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2014 - August 2021 · 7 yrs 7 mos
Arvest Asset Management
May 2009 - February 2014 · 4 yrs 9 mos
Arvest Asset Management Broker
May 2009 - February 2014 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2002 - May 2009 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 2002 - May 2009 · 7 yrs
State Registrations2 states
OKTX
Advisor
Exams
No exam information available for this advisor.