Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
Loading...

Advisor Information

Office location

5793 Widewaters Parkway, Dewitt, NY, 13214

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2025
Other Business ActivitiesSells Insurance

Heidi is an independent insurance agent selling fixed insurance products since 2006, dedicating full-time hours. She also owns Mountain Financial Group, a DBA for insurance and securities sales, and rental real estate, spending minimal time on the latter.

Employment History
Current Registrations
Hazard & Siegel, INC.Broker
January 2013 - Present · 13 yrs
Hazard & Siegel Advisory Services LLC
January 2013 - Present · 13 yrs
Previous Registrations
Ing Financial Partners, INC
January 2007 - December 2012 · 5 yrs 11 mos
Ing Financial Partners, INC. Broker
January 2007 - December 2012 · 5 yrs 11 mos
Raymond James Financial Services
July 2006 - November 2006 · 4 mos
Raymond James Financial Services, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
Uvest Financial Services Group, INC.Broker
September 2002 - February 2004 · 1 yr 5 mos
State Registrations2 states
INPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Heidi Linda Rexford - Financial Advisor | AdvisorDiscover