Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Clients have a minimum fee of $30,000 per annum, which is waived for accounts with managed assets below $3,000,000. For accounts over $3,000,000, clients continue to be billed using a tiered schedule with a maximum rate of 1.0% on the first $4,000,000, with lower rates on higher tiers when a tiered fee schedule is utilized, except in extenuating circumstances.
Fee Estimator
Clients with managed assets under $1,000,000 are billed at 1.50% annually, and clients with between $1,000,000 and $3,000,000 of managed assets are billed at 1.25% annually. For accounts over $3,000,000, clients are billed using a tiered schedule with a maximum rate of 1.0% on the first $4,000,000, with lower rates on higher tiers. Unless modified by Sendero, clients have a minimum fee of $30,000 per annum, which is waived for accounts with managed assets below $3,000,000. Some clients have different fee schedules or structures, and some are not charged on cash or hold assets not included in the fee calculation.
Areas of Practice
Advisor Information
Office location
250 W. Nottingham, Suite 300, San Antonio, TX, 78209
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Julie serves as General Counsel & Chief Compliance Officer for Sendero Wealth Management, a registered investment adviser firm affiliated with Sendero Securities.