JP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
53 clients
Average Client Portfolio
$641K average
Assets Under Management
$34.0M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
Joseph Gunnar & Co., LLC does not charge a separate fee for selecting other advisers. They share in the advisory fee you pay directly to the TPMM, which will not exceed 3% annually. The Program fee is negotiable based on individual client circumstances. TPMM custody fees through RBC range between 0.05% and 0.35% annually, and Envestnet charges a sponsor fee of between 0.05% and 0.18% annually.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
1000 Rxr Plaza, East Tower, Uniondale, NY, 11556
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012Settled
Customer Dispute
January 2009Denied
Other Business Activities
John is a general partner of Buttonwood Select Opportunities Management Associates LLC and a member of Buttonwood H1 Management Associates LLC, both affiliated Buttonwood Funds. These are passive, non-voting roles since 2013 and 2017 respectively, requiring minimal time.
Employment History
Current Registrations
Joseph Gunnar & Co., LLC
July 2017 - Present · 8 yrs 6 mos
Joseph Gunnar & CO. LLC Broker
January 2009 - Present · 17 yrs
Previous Registrations
American Capital Partners, LLCBroker
September 2003 - January 2009 · 5 yrs 4 mos
American Capital Partners, LLCBroker
July 2002 - March 2003 · 8 mos
Milestone Financial Services, INC.Broker
June 2002 - July 2002 · 1 mo
State Registrations43 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.