CL
Firm Information
Compensation
N/A
Number of Advisors
88 advisors
Number of Clients
2,080 clients
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
ISCO does not charge fees for producing a Retirement Income Strategy Report (RIS) or for referral services. Fees prospective investors may pay at Schwab are disclosed separately by Schwab.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
One Norterra Drive, Phoenix, AZ, 85085
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is a co-owner of Treasure Trolls LLC, which resells merchandise through online platforms. She dedicates minimal time to this non-investment-related activity.
Employment History
Current Registrations
USAA Investment Services Company
November 2020 - Present · 5 yrs 2 mos
USAA Investment Services Company
June 2020 - Present · 5 yrs 7 mos
USAA Investment Services Company Broker
June 2020 - Present · 5 yrs 7 mos
Previous Registrations
USAA Investment Services Company
January 2018 - July 2020 · 2 yrs 6 mos
USAA Financial Planning Services
January 2017 - January 2018 · 1 yr
USAA Financial Advisors, INC.Broker
January 2017 - June 2020 · 3 yrs 5 mos
Comerica Securities
May 2015 - November 2016 · 1 yr 6 mos
Comerica SecuritiesBroker
April 2015 - November 2016 · 1 yr 7 mos
Northpointe Financial, LLC
July 2013 - May 2015 · 1 yr 10 mos
Taylor Capital Management INC.Broker
July 2013 - April 2015 · 1 yr 9 mos
Cetera Advisors LLC
August 2012 - July 2013 · 11 mos
Cetera Advisors LLCBroker
July 2012 - July 2013 · 1 yr
AXA Advisors, LLC
September 2010 - July 2012 · 1 yr 10 mos
AXA Advisors, LLC Broker
September 2010 - July 2012 · 1 yr 10 mos
Chase Investment Services CORP.Broker
September 2010 - September 2010 · 0 mos
Wells Fargo Investments, LLC
September 2005 - September 2010 · 5 yrs
Wells Fargo Investments, LLCBroker
August 2005 - September 2010 · 5 yrs 1 mo
Wells Fargo Investments, LLC
August 2002 - July 2005 · 2 yrs 11 mos
Wells Fargo Investments, LLCBroker
June 2002 - July 2005 · 3 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.