Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
50 advisors
Number of Clients
4,821 clients
Average Client Portfolio
$269K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.50%
$100K - $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.75%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$90

CPR's advisory fees are negotiable and not based on capital gains. They offer flat annual fees, flat percentages, threshold billing, and tiered billing. The specific fee structure is in the Investment Advisory Agreement. Clients pay transaction fees ($0-$25 per trade) and other third-party costs. The minimum annual management fee is $90. Financial planning is charged hourly or annually as a flat dollar amount. Advisor Representatives may receive compensation from Vanderbilt Securities, LLC for services outside the advisory relationship.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
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Advisor Information

Office location

Santa Rosa, CA

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2025
Final
Regulatory
November 2022
Final
Employment Separation After Allegations
March 2021
Employment History
Current Registrations
Consolidated Portfolio Review CORP
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Gladstone Wealth Partners
April 2021 - April 2023 · 2 yrs
Morgan Stanley
June 2009 - April 2021 · 11 yrs 10 mos
Morgan Stanley Broker
June 2009 - April 2021 · 11 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2003 - April 2007 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2002 - April 2007 · 4 yrs 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.